Audit-Ready, Every Single Day

From CRA queries to Law Society Trust Audits, we manage the paperwork—so you can manage the practice.

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Comprehensive Compliance & Audit Support

Regulators move the goalposts; we keep you in bounds. Leverage two decades of audit, assurance, and trust-compliance experience.

Compliance Services

  • Gap analysis against CRA, Law Society, and HST rules
  • Policy drafting and documentation
  • Staff training and certification tracking

Audit Support Services

  • Pre-audit file room
  • Auditor Q&A handling
  • Findings-remediation roadmap

Key Compliance Areas We Cover

AML & Anti-Fraud Controls

Safeguards built into daily workflows to protect against money laundering and fraud risks.

Industry-Specific Requirements

Energy, non-profit, professional services—specialized compliance guidance for your sector.

Data Governance

Secure retention and access controls that meet regulatory standards and protect sensitive information.

Our Audit Support Process

1

Risk Scan

Comprehensive review of your current compliance status, internal controls, and documentation to identify potential audit issues before they arise.

2

Controls Tune-Up

Strengthen your internal controls and processes to ensure they meet regulatory standards and audit requirements.

3

Audit Week Command-Centre

Serve as your primary liaison with auditors, coordinate responses to information requests, and ensure timely completion of audit procedures.

4

Post-Audit Action Plan

Address audit findings, implement recommended improvements, and establish ongoing monitoring to prevent future compliance issues.

Why Choose Our Compliance & Audit Support?

Proactive, Not Reactive

Identify and address compliance issues before they become problems, reducing risk and avoiding costly penalties or audit findings.

Plain-English Guidance

Complex regulations explained in clear, actionable terms that your team can understand and implement effectively.

Fixed-Fee Packages

Transparent, predictable pricing for audit preparation and compliance support—no surprise bills during stressful audit periods.

Facing an Audit Letter? Let's Get You Ready.

Contact us today to discuss your compliance needs and learn how we can help you navigate regulatory requirements with confidence.

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